Securities and Futures Commission

Results: 3470



#Item
101Financial markets / United States housing bubble / Financial services / Clearing house / Securities / Haircut / Credit default swap / Futures contract / Federal Reserve System / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 25, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Collatera

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 14:47:33
102Futures contract / Stock market / Internet broadcasting / Multicast / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 10, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 15:56:42
103Finance / United States securities law / Financial markets / 73rd United States Congress / Securities Exchange Act / Regulation NMS / New York Stock Exchange / Short / Futures contract / United States Securities and Exchange Commission / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 16:14:55
104Andrew Wong / Financial Services and the Treasury Bureau / Transfer of sovereignty over Macau / Jack C. K. Teng / Government of Hong Kong / Government / Securities and Futures Commission

附錄 (以 下 的 出 席 名 單 所 顯 示 的 只 是 截 至 擬 備 該 名 單 時 的 情 況 ) (The attendance list below only shows the position as at the time of preparation) 財經事務委員會 Panel on F

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Source URL: legco.gov.hk

Language: English
105Securities regulation in the United States / Chinese University of Hong Kong / Government / Financial regulation / Securities and Futures Commission / Hong Kong / Davis Polk & Wardwell

CFRED’s Sixth Securities Law Colloquium: REGULATING GATEKEEPERS IN HONG KONG 26 July 2013, Friday, 12:30-2:00p.m. The CUHK Graduate Law Centre, 2/F Bank of America Tower, 12 Harcourt Road, Central, Hong Kong

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Source URL: www.law.cuhk.edu.hk

Language: English - Date: 2013-07-12 05:28:08
106Stock market / Securities and Futures Commission / Hong Kong Exchanges and Clearing / Capital market / Security / Derivative / Futures exchange / Over-the-counter / Financial regulation / Financial economics / Finance / Financial system

CFRED’s Fifth Securities Law Colloquium: EVOLVING OTC MARKETS IN HONG KONG AND CHINA 1 February 2013, Friday, 1:00-2:30 p.m. The CUHK Graduate Law Centre, 2/F Bank of America Tower, 12 Harcourt Road, Central, Hong Kon

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Source URL: www.law.cuhk.edu.hk

Language: English
107Derivative / Clearing house / United States housing bubble / Credit default swap / Futures contract

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 14:47:12
108Exchange-traded funds / MSCI EAFE / Chicago Board Options Exchange / MSCI / Index / IShares / Options Clearing Corporation / Futures contract / MSCI World / Financial economics / Investment / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 8, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Propo

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 10:20:42
109Finance / Chicago Board Options Exchange / Exercise / International Securities Exchange / Clearing house / Futures contract / U.S. Securities and Exchange Commission / Financial economics / Options Clearing Corporation / Financial system

March 16, 2015 VIA FACSIMILE AND FEDERAL EXPRESS Brent Fields Secretary

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Source URL: www.sec.gov

Language: English - Date: 2015-03-19 09:37:47
110Commodities market / Futures contract / Options Clearing Corporation / Futures exchange / Electricity market / Price of petroleum / Derivative / Hedge / NASDAQ futures / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 14:18:50
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